The key to compliance

The SRA's fourth annual conference for compliance officers took place on 20 October 2016 at the National Motorcycle Museum, Solihull.

Plenary session

Morning introduction

Speaker: Clive Coleman, legal correspondent

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Welcome

Speaker: Enid Rowlands, SRA Board Chair

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Keynote address

Speaker: Paul Philip, SRA Chief Executive

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Solicitors Qualifying Examination

Speaker: Julie Brannan, SRA Director of Education and Training

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SQE panel

Panel Chair: Clive Coleman, legal correspondent

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Modernising our IT

Speaker: Paul Philip, SRA Chief Executive

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Regulatory data and consumer choice

Speaker: Jane Malcolm, SRA Executive Director, External Affairs

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Regulatory data and consumer choice panel

Panel Chair: Clive Coleman, legal correspondent

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Afternoon introduction

Speaker: Clive Coleman, legal correspondent

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Looking ahead - our priorities

Speaker: Paul Philip, SRA Chief Executive

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Professional indemnity insurance, review and reform

Speaker: Crispin Passmore, SRA Executive Director, Policy

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Workshop sessions

Small firms: Developing your business

Robert Loughlin, SRA Executive Director, Operations and Quality, Rachel Lewis, SRA Director of Authorisation and Contact Centre, Dean Spencer, SRA Regulatory Supervisor

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

Small firms workshop 1

Download breakout session 1 slides as PowerPoint file (PPT 17 pages, 2.6M)

Download breakout session 1 slides as PDF (PDF 17 pages, 977K)

Looking to the future: Our approach to regulation

Juliet Oliver, SRA General Counsel, Chris Handford, SRA Director of Regulatory Policy

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

workshop-2-2015

Download breakout session 2 slides as PowerPoint file (PPT 11 pages, 418K)

Download breakout session 2 slides as PDF (PDF 11 pages, 422K)  

Risk Outlook: Anti money laundering, cybercrime and Brexit

James Dipple-Johnstone, SRA Director of Investigation and Supervision, Paul Hastings, SRA Team Leader, Regulatory Management Thematic Team, Debra Malpass, SRA Head of Research and Analysis

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

workshop-3-2015

Download breakout session 3 slides as PowerPoint file (PPT 24 pages, 564K)

Download breakout session 3 slides as PDF (PDF 24 pages, 473K)  

The new CPD: Continuing competence

Julie Brannan, SRA Director of Education and Training, Richard Williams, SRA Policy Associate

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

workshop-4-2015

Download breakout session 4 slides as PowerPoint file (PPT 25 pages, 1.2M)

Download breakout session 4 slides as PDF (PDF 25 pages, 835K)

A simpler approach to Accounts Rules

Juliet Oliver, SRA General Counsel and Chris Handford, SRA Director of Regulatory Policy

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

workshop-5-2015

Download breakout session 5 slides as PowerPoint file (PPT 26 pages, 2.1M)

Download breakout session 5 slides as PDF (PDF 26 pages, 396K)