The key to compliance

The SRA's fourth annual conference for compliance officers took place on 20 October 2016 at the National Motorcycle Museum, Solihull.

Plenary session

Keynote address

 

Speaker: Paul Philip, SRA Chief Executive

Morning session

 

Morning introduction

Speaker: Clive Coleman, legal correspondent

 

 

Welcome

Enid Rowlands, SRA Board Chair

 

 

Solicitors Qualifying Examination

Speaker: Julie Brannan, SRA Director of Education and Training  
 

SQE panel

Clive Coleman, legal correspondent

 

 

Modernising our IT

Speaker: Paul Philip, SRA Chief Executive  
 

Regulatory data and consumer choice

Jane Malcolm, SRA Executive Director, External Affairs

 

 

Regulatory data and consumer choice panel

Clive Coleman, legal correspondent  
 

Regulatory data and consumer choice

Jane Malcolm, SRA Executive Director, External Affairs

 

Afternoon session

 

Speaker: Clive Coleman, legal correspondent

 

Looking ahead - our priorities

Speaker: Paul Philip, SRA Chief Executive  
 

Professional indemnity insurance, review and reform

Speaker: Crispin Passmore, SRA Executive Director, Policy

 

Workshop sessions

Small firms: Developing your business

Robert Loughlin, SRA Executive Director, Operations and Quality, Rachel Lewis, SRA Director of Authorisation and Contact Centre, Dean Spencer, SRA Regulatory Supervisor

 

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

Small firms workshop 1

Download breakout session 1 slides as PowerPoint file (PPT 17 pages, 2.6M)

Download breakout session 1 slides as PDF (PDF 17 pages, 977K)

Looking to the future: Our approach to regulation

Juliet Oliver, SRA General Counsel, Chris Handford, SRA Director of Regulatory Policy

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

workshop-2-2015

Download breakout session 2 slides as PowerPoint file (PPT 11 pages, 418K)

Download breakout session 2 slides as PDF (PDF 11 pages, 422K)  

Risk Outlook: Anti money laundering, cybercrime and Brexit

James Dipple-Johnstone, SRA Director of Investigation and Supervision, Paul Hastings, SRA Team Leader, Regulatory Management Thematic Team, Debra Malpass, SRA Head of Research and Analysis

 

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

workshop-3-2015

Download breakout session 3 slides as PowerPoint file (PPT 24 pages, 564K)

Download breakout session 3 slides as PDF (PDF 24 pages, 473K)  

The new CPD: Continuing competence

Julie Brannan, SRA Director of Education and Training, Richard Williams, SRA Policy Associate

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

workshop-4-2015

Download breakout session 4 slides as PowerPoint file (PPT 25 pages, 1.2M)

Download breakout session 4 slides as PDF (PDF 25 pages, 835K)

A simpler approach to Accounts Rules

Juliet Oliver, SRA General Counsel and Chris Handford, SRA Director of Regulatory Policy

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

workshop-5-2015

Download breakout session 5 slides as PowerPoint file (PPT 26 pages, 2.1M)

Download breakout session 5 slides as PDF (PDF 26 pages, 396K)