Compliance News e-newsletter
Compliance News is our e-newsletter for compliance officers. COLPs and COFAs are emailed the newsletter automatically.
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Featuring: Financial activities, Solicitors and criminal charges, Cybercrime, Anti money laundering campaign, Asylum report, and Data protection.
Featuring: Compliance officer conference, Your feedback, Investment schemes warning notice, Legal aid applications, Decision-making guidance, and Continuing competence.
Featuring: Book now – Compliance Officers Conference 2016, PC renewals, Indemnity insurance, Regulatory reform, Risk Outlook, and Bogus firms.
Featuring: Radical reform proposals launched, Fee determinations, Compliance officers conference 2016, Trust and the market, Continuing competence, and Changes to PII minimum terms and conditions.
Featuring: Continuing competence, Compliance Conference 2016: Have you saved the date? , Firm database, Risk Outlook, spring update, Developing the next Handbook, and Scams.
Featuring: Save the date! Conference 2016, Consumer credit, Risk Outlook, spring update, Registrar of Consultant Lobbyists, Continuing competence, and Innovation conference.
Featuring: A question of trust, Annual COLPs and COFAs conference, Professional indemnity insurance renewal, Practising certificate renewal, Diversity data reminder, and Accounts Rules.
Featuring: Making it easier to do business, Share your view: Consumer credit ,
Featuring: Diversity data reporting arrangements, Compliance officer conference 2015, Regulatory reform: Consultation, Regulatory reform: Small firms, Handbook versions 13 and 14, and Cybercrime.
Featuring: Anti money laundering round-up, PCRE 2014/15, Dixit Shah injunction, Sole practitioners, Banking scams, and Client confidentiality.
Featuring: Compliance officer conference, Small firms discussion paper, Client account usage, Anti-money laundering, Reporting diversity data, and Corporate strategy.
Featuring: The key to compliance: places still available, Version 12 of the Handbook, Accountants' reports, Risk Outlook gets autumn update, Professional indemnity insurance: clarifying the position, and Position statement on CPD.
Featuring: Regulatory reform agenda: Recent Board decisions , Professional indemnity insurance: Update, PII: Call for evidence, PII: Your obligations, Beware of supplier fraud, and Keeping sensitive information secure.
Featuring: Our reform agenda, More changes aim to reduce regulatory burden, Response to Independent Comparative Case Review, Workforce diversity data, Diversity monitoring statistics 2013, and Changes to education and training regulations.
Featuring: Consumer credit changes in new Handbook version, Plans to review our approach to MDPs, Have you provided your workforce diversity data?, Support for firms impacted by legal aid cuts, Reminder about complaints procedures, and Recording and reporting breaches: Helpful examples.
Featuring: Consolidation in the legal services market, Cybercrime and its potential impact on law firms, Risk Outlook: Spring 2014 update, Research shows financial difficulty impacts on clients, Extended Policy Period: Regulatory obligations, and Government response to Transforming Legal Aid.
Featuring: How robust are your recruitment processes?, Confidentiality of client data: Are you at risk?, Question of ethics: Fixed fees and agreed fees, Workforce diversity data collection, and SRA priorities for 2014.
Featuring: Risk Centre publishes "must-read" resources, Responsibilities of managers, COLPs, COFAs, Appointing COLPs and COFAs, Warning notice on referrals, and Law firms conducting consumer credit work.
Featuring: Financial stability update, Referral fee ban, Financial rating of qualifying insurers, Case studies: Duty of confidentiality, and Changes to consumer credit regulation.
Featuring: Financial stability update, Changing your COLP or COFA , Risk severity survey, Practising Certificate Renewals 2013 and reporting requirements, and Compensation Fund.
Featuring: Welcome to Compliance News, Referral fees – after the ban, Red Tape Initiative 2, Interventions and the Compensation Fund, Financial stability, and PAYE.