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SRA Handbook
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Home
Solicitors
SRA Handbook
Welcome
Introduction
Principles
Code of Conduct
Accounts Rules
Authorisation and Practising Requirements
Client Protection
Discipline and Costs Recovery
Specialist Services
Glossary
Investigation and enforcement
If we are investigating you
Reporting and how to report
Intervention and the SDT
PC conditions, suspension, removal from the roll
Recognised sole practitioners
COLPs and COFAs
What is a COLP and COFA?
Responsibilities of COLPs and COFAs
Nominating COLPs and COFAs
Case studies
Resources
Events and webinars
More help
Firm-based authorisation
Our approach to authorisation
Authorisation process overview
Preparing your application
Where to get help
Feedback and complaints
Forms and guidance
Register of licensed bodies (ABS)
Resources
FAQs
Professional indemnity
Guidance
Archive
RELs and RFLs
Financial Services rules
CPD and accreditation
Continuing professional development
Accreditation
QASA: Quality Assurance Scheme for Advocates (crime)
Outcomes-focused regulation
Supervision
Risk and OFR
OFR at a glance
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Find a solicitor
What to expect
Get the best from your solicitor
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Check a solicitor's record
Help with searching
About our publication policy
Controls
Closures
Agreements
Approval denied
Employee decision
Sanctions
Prosecutions
Recent decisions
Problems with a solicitor
Report a solicitor
A solicitor has closed down
A solicitor owes you money
Recognising fraud and dishonesty
Law firms with financial problems
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SRA Handbook
Welcome
Introduction
Principles
Code of Conduct
Accounts Rules
Authorisation and Practising Requirements
Client Protection
Discipline and Costs Recovery
Disciplinary Procedure Rules
General [1-3]
Practice and Procedure [4-6]
Decisions [7-10]
Appeals, Reviews and Reconsideration [11-13]
Notification, Publication and Commencement [14-17]
Appendix 1
Appendix 2
Appendix 3
Cost of Investigations Regulations
Specialist Services
Glossary
Content
History
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History: SRA Disciplinary Procedure Rules 2011
Version 7: SRA Disciplinary Procedure Rules 2011
Release notes
Published:
1 April 2013
Period:
1 April 2013
to
present
Status:
In force
Changes from version
6
:
No
Version 6: SRA Disciplinary Procedure Rules 2011
Release notes
Published:
1 January 2013
Period:
1 January 2013
to
1 April 2013
Status:
Superseded
Changes from version
5
:
No
Version 5: SRA Disciplinary Procedure Rules 2011
Release notes
Published:
1 October 2012
Period:
1 October 2012
to
31 December 2012
Status:
Superseded
Changes from version
4
:
No
Version 4: SRA Disciplinary Procedure Rules 2011
Release notes
Published:
21 June 2012
Period:
21 June 2012
to
30 September 2012
Status:
Superseded
Changes from version
3
:
No
Version 3: SRA Disciplinary Procedure Rules 2011
Compare with version 2
Release notes
Published:
20 April 2012
Period:
18 April 2012
to
20 June 2012
Status:
Superseded
Changes from version
2
:
Yes
Version 2: SRA Disciplinary Procedure Rules 2011
Release notes
Published:
23 December 2011
Period:
23 December 2011
to
17 April 2012
Status:
Superseded
Changes from version
1
:
No
Version 1: SRA Disciplinary Procedure Rules 2011
Release notes
Published:
16 September 2011
Period:
6 October 2011
to
22 December 2011
Status:
Superseded
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