Compliance News e-newsletter

Compliance News is our e-newsletter for compliance officers. COLPs and COFAs are emailed the newsletter automatically.

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Issue 32 - June 2019

Featuring: Checks on Transparency Rules finds more to do, Compensation Fund contributions down, and PC fees suggested to stay the same, AML firm review finds serious concerns, Save the date as we head back to the ICC for one of the largest events in the legal calendar, Report your firm’s diversity data now, and Change to Ethics Helpline opening hours.

Issue 31 - March 2019

Featuring: Money-laundering checks, Standards and Regulations launch, Non-disclosure agreements and workplace sexual harassment, Save the date for the 2019 Compliance Officer Conference, Change to Ethics Helpline opening hours, and Legal Ombudsman training – Remedies and learning from complaints.

Issue 30 - February 2019

Featuring: Compliance News – have your say!, Our new Enforcement Strategy, and when you should report, Enforcement in Practice – topic guides on key issues, Price and services transparency - are you up to date?, Save the date as we head back to the ICC for one of the largest events in the legal calendar, and Debt recovery work scam warning.

Issue 29 - November 2018

Featuring: Price transparency, Conference 2018 – secure your place!, Financial services, OPBAS review, No-deal Brexit, and SQE launch and cost.

Issue 28 - September 2018

Featuring: Conference 2018 – secure your place!, Practising certificates, Due diligence, Frozen assets review, Ethics Guidance helpline, and Holiday sickness warning notice.

Issue 27 - June 2018

Featuring: Looking to the future – Handbook, Looking to the future – Better information, Compensation Fund and PC fees, Fees calculator, Consumer credit work, and Payment protection insurance claims.

Issue 26 - April 2018

Featuring: Conference 2018 – save the date!, Client financial protection, Risk Outlook, Money laundering and the new regulations, Penalties for tax evasion enablers, and PPI work.

Issue 25 - January 2018

Featuring: Mandatory AML data collection, Personal injury work, First-tier complaints, Cybercrime – are you safe?, Continuing competence, and Support for those working with younger clients.

Issue 24 - December 2017

Featuring: Anti-money-laundering regulations, Third-party-managed accounts, SQE regulations, Compliance officer conference, Business plan, and Improving diversity.

Issue 23 – September 2017

Featuring: Conference 2017, Practising certificate renewals, Holiday sickness, Offensive communications, Firm authorisation, and PPI claims.

Issue 22 – August 2017

Featuring: AML regulations – update, Conference 2017 - book your place!, PC renewals, 2017, Questionable investment schemes, Risk Outlook, and Diversity data collection.

Issue 21 – February 2017

Featuring: Financial activities, Solicitors and criminal charges, Cybercrime, Anti money laundering campaign, Asylum report, and Data protection.

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