Search guidance - results

All topics


Firm authorisation - Guidance

If you wish to set up a business providing legal services, understand whether the business needs to be authorised by us and how this is done.

Preparing to become a sole practitioner or an SRA-regulated freelance solicitor - Guidance

To help solicitors understand how to set up a business trading on their own account providing legal services to the public.

Access to and disclosure of an incapacitated person's will - Guidance

To clarify circumstances where a solicitor can disclose a copy of a client’s will to a property and financial affairs attorney.

Can my business be authorised? - Guidance

If your business needs to be authorised to provide legal services, or you have chosen to be authorised, this checklist provides a summary of the eligibility requirements.

The Insurance Act 2015 - Guidance

To help you understand changes to the minimum terms and conditions of solicitors’ professional indemnity insurance which came into force in August 2016.

Responsibilities of COLPs and COFAs - Guidance

To assist COLPs and COFAs in understanding their duties and responsibilities.

Vocational training for trainee solicitors - Guidance

To help you understand the steps you need to take to complete the vocational part of training to become a solicitor.

Reporting and notification obligations - Case studies

To be read in conjunction with our guidance on Reporting and notification obligations.

Complaints about solicitors working outside SRA-regulated firms - Case studies

These case studies examine some of the remedies available to those who wish to complain about solicitors working outside SRA – regulated firms.

Public trust and confidence - Guidance

To explain when you are likely to be found to have breached your obligation under Principle 2 to act in a way that upholds public trust and confidence.

Legal Disciplinary Practices - Guidance

To explain how existing LDPs with non-lawyer managers can remain as recognised bodies or elect to become licensed bodies.

Approval of employment under s41 and s43 of the Solicitors Act 1974 - Guidance

To explain how you can apply to us for our written permission to employ someone who has a control order or been suspended from practice.

Reporting duties under the SRA Overseas Rules - Guidance

To explain your duties to report matters to us under the SRA Overseas and Cross Border Practice Rules.

Reporting duties under the SRA Overseas Rules - Case studies

This case study should be read in conjunction with the guidance on reporting duties under the SRA overseas rules.

Putting matters right when things go wrong, and own interest conflicts - Guidance

To outline certain key considerations for putting matters right when you identify that things have gone wrong through the fault of you or your firm.

Reporting and notification obligations - Guidance

To help you understand your reporting and notification obligations to us.

Waivers - Case studies

These case studies should be read in conjunction with the guidance on granting waivers.

Identifying your client - Guidance

To help you understand your obligations in respect of identifying your client.

Make sure you give family members or friends the same protections as any other client - Case studies

This case study illustrates the serious consequences of failing to advise on the need to obtain independent advice.

Does my business need to be authorised? - Guidance

This checklist will help you determine if your business requires authorisation.