The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

SRA Handbook

Insurance mediation activities

Version 21 of the Handbook was published on 06/12/2018. For more information, please click 'History' Above

Rule 9: Insurance distribution activities

9.1: Where a firm undertakes insurance distribution activities for a client, it must comply with appendix 1 to these rules.