The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.
SRA Handbook
Rule 9A: Credit-related regulated activities
Back to version 21Version 20 of the Handbook was published on 01/10/2018. For more information, please click 'History' Above
Rule 9A: Credit-related regulated activities
- 9A.1
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Where a firm undertakes credit-related regulated activities, it must comply with appendix 2 to these rules.