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  3. SRA Handbook
  4. v21
  5. Client Protection
  6. Indemnity Insurance Rules
  7. Disciplinary offences and reporting
  8. Disciplinary consequences of failure to comply with these Rules

The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

SRA Handbook

Disciplinary consequences of failure to comply with these Rules

Back to version 21

Version 21 of the Handbook was published on 06/12/2018. For more information, please click 'History' Above

Rule 16: Disciplinary consequences of failure to comply with these Rules

16.1

Without prejudice to any other disciplinary offence which may arise under these Rules, it shall be a disciplinary offence for any firm or any person who is at the relevant time a principal in a firm to

(a)

be in policy default, and

(b)

undertake any activities in connection with private legal practice in breach of Rule 5.2.

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