The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.
SRA Handbook
Discipline investigations
Back to version 21Version 4 of the Handbook was published on 21/06/2012. For more information, please click 'History' Above
Regulation 3: Discipline investigations
- 3.1
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A regulated person who is the subject of a discipline investigation may be required by the SRA to pay a charge in accordance with these regulations provided that there has been an SRA finding against the regulated person.
- 3.2
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An SRA finding may be made by:
- (a)
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agreement between the regulated person and the SRA;
- (b)
- (c)
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a single adjudicator; or
- (d)
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an adjudication panel.