The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.
SRA Handbook
Scope
Back to version 21Version 7 of the Handbook was published on 01/04/2013. For more information, please click 'History' Above
Rule 2: Scope
- 2.1
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These rules govern the procedure for the SRA to:
- (a)
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give a regulated person a written rebuke;
- (b)
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direct a regulated person to pay a penalty;
- (c)
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publish details of a written rebuke or a direction to pay a penalty;
- (d)
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disqualify a person from acting as a HOLP or HOFA, or being a manager or employee of a licensed body; and
- (e)
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make an application to the Tribunal.
- 2.2
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These rules shall not prevent, prohibit or restrict the exercise of any other powers or other action by the SRA.