The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.
SRA Handbook
Execution of transactions
Back to version 21Version 9 of the Handbook was published on 01/04/2014. For more information, please click 'History' Above
Rule 4: Execution of transactions
- 4.1
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A firm shall ensure that where it has agreed or decided in its discretion to effect a transaction, it shall do so as soon as possible, unless it reasonably believes that it is in the client's best interests not to do so.