Guidance

Approval of role holders - Guidance

Decision making: How we approve persons to be managers, owners or compliance officers of firms we regulate.

Vocational training for trainee solicitors - Guidance

Guidance: To help you understand the steps you need to take to complete the vocational part of training to become a solicitor.

Responsibilities of COLPs and COFAs - Guidance

Guidance: To assist COLPs and COFAs in understanding their duties and responsibilities.