SRA Standards and Regulations
Showing 297 results
Found in
SRA Application, Notice, Review and Appeal Rules
Individual authorisation
As set out in the SRA Authorisation of Individuals Regulations: A decision made under regulation 1.1(b) not to be satisfied that an individual holds a degree or qualifications or experience which are equivalent to a degree. A decision made under regulation 3.1(a) not to be satisfied that an individual holds a legal professional qualification that is recognised by the SRA, which confers rights...
Found in
SRA Compensation Fund Rules 2021
Grants which may be made from the Fund
A person may apply for a grant out of the Fund, if the loss referred to in rule 3.3 relates to services provided: by the defaulting practitioner for them; or to, or as, a trustee where they are a beneficiary of the estate or trust. A person who is not a client of the defaulting practitioner may apply for a grant out of the Fund if they: were a party on the other side of a legal matter on...
Found in
SRA Authorisation of Individuals Regulations
Practising on your own
Subject to regulation 10.2, if you are a solicitor or an REL you must not act as a sole practitioner unless your practice is authorised as a recognised sole practice. If you otherwise would be, you will not be regarded as acting as a sole practitioner and you will not therefore need to be authorised as a recognised sole practice if: your practice consists entirely of carrying on activities...
Found in
SRA Compensation Fund Rules (Archived)
Eligibility for a grant
A person is eligible under this rule to apply for a grant out of the Fund where the person: is an individual; or at the time the application is made, is a sole trader, partnership, body corporate, unincorporated association or mutual association with an annual turnover of less than £2 million, and does not fall within rule 4.2, 4.3(a) or 4.4(a). A person is eligible under this rule to...
Found in
SRA SQE Assessment Regulations
Mitigating circumstances
Mitigating circumstances are defined as: a mistake or irregularity in the administration or conduct of the assessment; or evidence of bias in the conduct of the assessment; or subject to the Fit to Sit Policy and these Assessment Regulations a candidate's illness or other personal circumstances beyond their reasonable control which have, or are likely to, materially and adversely affect a...
Found in
SRA Overseas and Cross-border Practice Rules
Dealings with client money
In all dealings you have with client money (overseas) you must: safeguard client money and assets entrusted to you; keep client money (overseas), separate from money which belongs to you; on receipt, pay client money (overseas) promptly into, and hold it in, an overseas client account, unless: to do so would conflict with your obligations under local law or regulation or with any obligation...
Found in
SRA Education, Training and Assessment Provider Regulations
Higher rights of audience assessment providers
Only an organisation appointed by the SRA may provide assessments in higher courts civil advocacy and higher courts criminal advocacy conferring a higher courts advocacy qualification. The appointment assessment provider must pay to the SRA such fee as may be prescribed for each candidate undertaking the higher courts advocacy qualification. From 1 October 2025, only the appointed assessment...
Found in
SRA Application, Notice, Review and Appeal Rules
Appeals to the High Court or Tribunal
Unless otherwise provided in the relevant statute, or rules of the Tribunal, court or of the Legal Services Board, any appeal to the High Court or Tribunal against a decision set out in annex 2 or 3, as appropriate, must be commenced within the period of 28 days from the date of notification of the decision that is subject to appeal.
Found in
SRA Indemnity Rules 2012 (Archived)
Power to require contributions
The Society shall have power to require principals to make contributions of such amount and on such basis as the Society may from time to time determine. Value Added Tax, to the extent chargeable on any relevant supply which takes or may be treated as taking place under or by virtue of these Rules, will be charged and payable in addition to and at the same time as any contributions payable...
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