SRA Standards and Regulations

Showing 363 results

Found in

SRA Authorisation of Individuals Regulations

Regulation 9.8

Regulated claims management activities

If you are a solicitor, an REL or RFL you may carry on regulated claims management activities or activities that would be regulated claims management activities but for the exclusion in article 89N of the Regulated Activities Order, provided that such work is undertaken through: a body authorised to carry on reserved legal activities; or if the work does not comprise reserved legal activities...
Found in

SRA Authorisation of Individuals Regulations

Regulation 1

Eligibility for admission

You will be eligible for admission as a solicitor if the SRA is satisfied: you have successfully and satisfactorily passed an assessment which is designed to assess your competence against the prescribed competences for solicitors and is conducted by an assessment organisation appointed by the SRA for the purpose; you hold a degree or qualifications or experience which the SRA is satisfied are...
Found in

SRA Overseas and Cross-border Practice Rules

Rule 4

Reporting, cooperation and accountability

You must cooperate with the SRA, other regulators, ombudsmen and those bodies in England and Wales, with a role overseeing and supervising the delivery of, or investigating in relation to, legal services. You must monitor compliance with these rules, and report any serious breach to the SRA when this occurs, or as soon as reasonably practicable thereafter. You must notify the SRA promptly if:...
Found in

SRA Overseas and Cross-border Practice Rules

Rule 2

Overseas Principles

You act: in a way that upholds the constitutional principle of the rule of law and the proper administration of justice in England and Wales. in a way that upholds public trust and confidence in the solicitors' profession of England and Wales and in legal services provided by authorised persons. with independence. with honesty. with integrity. in a way that encourages equality, diversity and...
Found in

SRA Overseas and Cross-border Practice Rules

Rule 5

Cross-border Practice Rules

This Part applies to European cross-border practice from any office by: solicitors; managers of authorised bodies who are not authorised by an approved regulator (other than the SRA) under the LSA; and authorised bodies. These rules apply to European cross-border practice from an office in England and Wales by: RELs; and RFLs who are managers or employees of an authorised body. When engaged in...
Found in

SRA Authorisation of Individuals Regulations

Regulation 10

Practising on your own

Subject to regulation 10.2, if you are a solicitor or an REL you must not act as a sole practitioner unless your practice is authorised as a recognised sole practice. If you otherwise would be, you will not be regarded as acting as a sole practitioner and you will not therefore need to be authorised as a recognised sole practice if: your practice consists entirely of carrying on activities...
Found in

SRA Authorisation of Individuals Regulations

Regulation 2

Qualifying work experience

Qualifying work experience must: comprise experience of providing legal services which provides you the opportunity to develop the prescribed competences for solicitors; be of a duration of a total of at least two years' full time or equivalent; and be carried out under an arrangement or employment with no more than four separate firms, educational institutions or other organisations. In...
Found in

SRA Authorisation of Individuals Regulations

Regulations 9.5 - 9.7C

Immigration work

Subject to regulation 9.7, if you are a solicitor, an REL or RFL you may undertake immigration work, provided that such work is undertaken: through an authorised body; through an authorised non-SRA firm that is a qualified person under the Immigration and Asylum Act 1999; as an employee, for your employer or work colleagues; or through a non-commercial advice service which is registered with...
Found in

SRA Indemnity Rules 2012 (Archived)

Rule 2

Citation

These Rules may be cited as the SRA Indemnity Rules 2012.
Found in

SRA Indemnity Rules 2012 (Archived)

Rule 3

Definitions and interpretation

The SRA Handbook Glossary 2012 (the Glossary) shall apply and unless the context otherwise requires: all italicised terms shall be defined in accordance with the Glossary; terms shall be interpreted in accordance with the Glossary; a reference to a Rule is to a Rule forming part of these Rules, except in relation to Schedule 1 where a reference to a rule is to a rule in the Solicitors'...