SRA Standards and Regulations
Showing 238 results
Found in
SRA Authorisation of Individuals Regulations
Regulated claims management activities
If you are a solicitor, an REL, RFL or RSL you may carry on regulated claims management activities or activities that would be regulated claims management activities but for the exclusion in article 89N of the Regulated Activities Order, provided that such work is undertaken through: a body authorised to carry on reserved legal activities; or if the work does not comprise reserved legal...
Found in
SRA Authorisation of Individuals Regulations
Commencement, replacement, and renewal
The commencement date for a practising certificate or for registration in the register of European lawyers the register of foreign lawyers or the register of Swiss lawyers shall be the date specified by the SRA on the practising certificate or the register. The replacement date for a practising certificate is 31 October following the issue of the certificate. The renewal date for registration...
Found in
SRA Authorisation of Individuals Regulations
Retention
If you are a solicitor and you do not hold a practising certificate the SRA will write to you once a year at the last notified version of your postal or email address to ask you whether you wish your name to remain on the roll. If, following an enquiry under regulation 5.4, you wish your name to remain on the roll, you shall be required to pay a fee of £20.
Found in
SRA Code of Conduct for Solicitors, RELs, RFLs and RSLs
Client identification
You identify who you are acting for in relation to any matter.
Found in
SRA Authorisation of Firms Rules
Conditions
The SRA may at any time, whether on grant of an application for authorisation or otherwise, impose such conditions on a body's authorisation (whether indefinite or for a specified period), where it considers it appropriate in the public interest to do so and in accordance with rules 3.2 and 3.3. The SRA may impose conditions under rule 3.1 if it is satisfied that the authorised body, or a...
Found in
SRA Authorisation of Firms Rules
Payment of periodical fees
Every authorised body must pay to the SRA a periodical fee in the amount, and by the date prescribed.
Found in
SRA Authorisation of Firms Rules
Annex 1: Transitional arrangements under paragraph 7(3) of Schedule 5 to the LSA
A licensable body will be eligible to be a recognised body if as at 6 October 2011, it has been recognised by the SRA under section 9 of the AJA but has an interest holder or manager that is not a lawyer or a legally qualified body. It shall continue to be treated as a recognised body for the purposes of these rules and the SRA's regulatory arrangements until: such time as it ceases to comply...
Found in
SRA Application, Notice, Review and Appeal Rules
Regulatory and Disciplinary
As set out in the SRA Regulatory and Disciplinary Procedure Rules: A decision made under rule 3.1, save for a decision to make an application to the Tribunal under rule 3.1(g). A decision made under rule 3.2(a) to impose interim conditions. 2A. A decision made under rule 7.2 that a disqualification should remain in force. A decision made under rule 9.2 to publish a decision.
Found in
SRA Indemnity Fund Rules
Exclusions from cover
The Indemnity Fund shall not afford any indemnity in respect of any loss arising out of any claim: for death, bodily injury, physical loss or physical damage to property of any kind whatsoever (other than property in the care, custody and control of the previous practice or member thereof in connection with its, his or her private legal practice for which it, he or she is responsible, not...
Found in