SRA Standards and Regulations
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SRA Indemnity Fund (Enactment) Rules
Commencement and application
The Solicitors' Indemnity Rules 1987 as amended from time to time shall be further amended with effect from 1 October 2012 and shall continue in force thereafter in the form annexed hereto in which form they may be known as the SRA Indemnity Rules 2012. The Solicitors' Indemnity (Incorporated Practice) Rules 1991 as amended from time to time shall continue in force only in respect of the...
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SRA Indemnity Fund (Enactment) Rules
Authority
Deleted
Found in
SRA Roll, Registers and Publication Regulations
Information in respect of authorised bodies
The register of authorised bodies under regulation 1.1(e) shall contain the following information in respect of each body included within it: the name under which the body is authorised; the body's authorisation number; the body's main practising address in the UK; all the body's other practising addresses including addresses of its overseas practices; any previous name under which the body...
Found in
SRA Roll, Registers and Publication Regulations
General provisions
The SRA may include in the roll or registers such other prescribed information it considers conducive to help it meet the regulatory objectives. The SRA shall keep and publish lists of: orders made by the Tribunal and disciplinary or regulatory decisions made under the SRA Regulatory and Disciplinary Procedure Rules, in respect of individuals who are not solicitors, RELs or RFLs (including...
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SRA Roll, Registers and Publication Regulations
Publication of information
The SRA shall publish all entries on the roll or registers, except for any address included under regulation 2.1(h). If the SRA considers that it would be in the public interest to do so, it may withhold from publication any or all of the information subject to publication under regulation 5.1. The SRA may publish such further information or classes of information as it may consider in the...
Found in
SRA Compensation Fund Rules (Archived)
Maintenance of and contributions to the Fund
The SRA shall establish and maintain a fund for making grants in respect of claims made in accordance with these rules. Solicitors, RELs, RFLs, recognised bodies and licensed bodies must make contributions to the Fund in such amounts and at such times as may be prescribed. Any unpaid contributions may be recovered as a debt due to the SRA. The SRA may at any time: borrow for the purposes of...
Found in
SRA Compensation Fund Rules (Archived)
Eligibility for a grant
A person is eligible under this rule to apply for a grant out of the Fund where the person: is an individual; or at the time the application is made, is a sole trader, partnership, body corporate, unincorporated association or mutual association with an annual turnover of less than £2 million, and does not fall within rule 4.2, 4.3(a) or 4.4(a). A person is eligible under this rule to apply...
Found in
SRA Compensation Fund Rules (Archived)
Defaulting practitioners
The SRA may only make a grant in respect of acts or omissions of a defaulting practitioner, or of a defaulting practitioner's employee, owner or manager as appropriate, which fall within rule 3. A defaulting practitioner means: a solicitor or an REL who at the date of the relevant act or omission was: practising in an authorised body; or practising in a non-commercial body; a solicitor or an...
Found in
SRA Compensation Fund Rules (Archived)
Grants to defaulting practitioners
The SRA may make a grant to a defaulting practitioner who or which has suffered or is likely to suffer loss by reason of their liability to any client in direct consequence of an act or omission of: in the case of a defaulting solicitor, defaulting REL or defaulting RFL, any of their employees or any fellow manager; in the case of a defaulting recognised body, any of its employees or managers...
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