SRA Standards and Regulations

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SRA Authorisation of Firms Rules

Rule 1

Eligibility

You will be eligible to apply for authorisation: as a licensed body, if you are a licensable body and have at least one manager that is an authorised person (other than a licensed body or an RSL); as a recognised body, if you are a legal services body in which all of the managers and interest holders are legally qualified (other than RSLs); or as a recognised sole practice, if you are a...
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SRA Authorisation of Firms Rules

Rule 2

Authorisation decision

The SRA may grant an application for authorisation in relation to one or more reserved legal activity. The SRA will refuse an application for authorisation if it is not satisfied that, if authorisation is granted: the applicant's managers, interest holders or management and governance arrangements are suitable to operate or control a business providing regulated legal services; the applicant...
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SRA Authorisation of Firms Rules

Rule 6

Restrictions on services provided by a recognised body or recognised sole practice

If you are a recognised body or recognised sole practice, your business may consist only of the provision of: professional services of the sort provided by individuals practising as solicitors and/or lawyers of other jurisdictions; and the services set out in annex 2 (whether or not they are also included in paragraph (a)), and if you have a notary public as a manager or employee, then...
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SRA Authorisation of Individuals Regulations

Regulation 3B

Apprenticeships

To complete an apprenticeship for the purposes of regulation 3A.1(a)(i), you must meet the requirements set out in the assessment plan for the Apprenticeship Standard for a Solicitor (England) approved by the Department for Business, Innovation and Skills, or set out in the Apprenticeship Framework specified in the Level 7 Higher Apprenticeship in Legal Practice (Wales). This must include...
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SRA Education, Training and Assessment Provider Regulations

Regulation 2

Authorised training providers

Only an authorised training provider may provide a period of recognised training to trainees. An organisation may apply for authorisation as an authorised training provider and its application must demonstrate that it will meet the requirements of regulations 3 to 5 below. The SRA may, in relation to an application for approval or authorisation: grant the application, subject to such...
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SRA Education, Training and Assessment Provider Regulations

Regulation 7

Monitoring and inspection

In order to protect and promote the standards of legal education and training, the SRA may: monitor the relevant programmes of study provided by an approved education provider and an authorised education provider, the training provided by an authorised training provider or the assessments provided by an assessment provider approved under regulation 6; visit the provider's premises, at such...
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SRA Education, Training and Assessment Provider Regulations

Regulation 3

Requirements for authorised training providers

An authorised training provider must: have in place a training principal for the whole duration of any period of recognised training, who meets the requirements of regulation 5 and whose identity has been notified to the SRA in the prescribed form; and pay the fees and expenses for each trainee's first attempt at the Professional Skills Course.
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SRA Education, Training and Assessment Provider Regulations

Regulation 4

Requirements for recognised training

A period of recognised training must: unless regulation 4.2 applies, be of a duration of a total of at least two years full time, or equivalent; ensure that the trainee has applied and developed the skills as set out in the Practice Skills Standards; be appropriately supervised by solicitors and other individuals who have adequate legal knowledge and experience in the practice area they are...
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SRA Education, Training and Assessment Provider Regulations

Regulation 4

Requirements for recognised training

A period of recognised training must: unless regulation 4.2 applies, be of a duration of a total of at least two years full time, or equivalent; ensure that the trainee has applied and developed the skills as set out in the Practice Skills Standards; be appropriately supervised by solicitors and other individuals who have adequate legal knowledge and experience in the practice area they are...
Found in

SRA Education, Training and Assessment Provider Regulations

Regulation 4

Requirements for recognised training

A period of recognised training must: unless regulation 4.2 applies, be of a duration of a total of at least two years full time, or equivalent; ensure that the trainee has applied and developed the skills as set out in the Practice Skills Standards; be appropriately supervised by solicitors and other individuals who have adequate legal knowledge and experience in the practice area they are...