SRA Standards and Regulations
Showing 363 results
Found in
SRA Authorisation of Individuals Regulations
Financial services activities
If you are a solicitor, an REL or RFL you may carry on regulated financial services activities under the SRA Financial Services (Scope) Rules, provided that such activities are undertaken through an authorised body.
Found in
SRA Authorisation of Individuals Regulations
Commencement, revocation, and transitional provisions
Regulations 1.1 to 3.3 come into force on a date to be determined in an order made by the SRA Board. [Note: this date is 1 September 2021] Subject to regulations 11.3 to 11.7, regulations 3A.1 to 3F.4 shall be revoked on the date determined in accordance with regulation 11.1. Regulations 3A.1 to 3E.2 shall continue to have effect, in respect of those individuals falling within regulation 11.5,...
Found in