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Compliance officers: A thematic review

Our thematic review looked at how firms and compliance officers approached their roles and responsibilities.

Growth strategies thematic review: Accumulator, Acquisition and Consultant models

To better understand the growth strategies adopted by firms, we met firms and individuals involved in the acquisition/sale process and firms adopting a consultant growth model

Regulated population statistics

To provide our stakeholders with timely information about those we regulate, we publish key statistics about the population of solicitors and firms that we regulate. The statistics are updated monthly.

Thematic review of source of funds and wealth compliance

This report details our findings from a review of how regulated firms are complying with source of funds/wealth requirements.

Anti-Money Laundering Annual Report 2024-25

This past year has been marked by significant progress in our efforts to prevent and detect money laundering, as we continue to prioritise anti-money laundering (AML) initiatives.

Anti-Money Laundering Annual Report 2024-25 summary

This past year has been marked by significant progress in our efforts to prevent and detect money laundering, as we continue to prioritise anti-money laundering (AML) initiatives.

A thematic review of first-tier complaints handling

We set out in our 2024/25 Business Plan that we would review and update our requirements for first-tier complaints.

Education and training authorisation and monitoring activity September 2023 – August 2024

This report summarises our quality assurance activity in relation to the Legal Practice Course (LPC) route to qualification. This route usually involves obtaining a qualifying law degree or Common Practice Examination, an LPC and a period of recognised training.